OSWALDO DUQUE
Financial Adviser Β· Brisbane, QLD
π Qualifications & Training
2004 - Bachelor of Business - Bachelor Degree (AQF 7) - Queensland University of Technology
2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Institute of Technology
2018 - Certified Financial Planner (CFP) - Diploma (AQF 5) - Financial Planning Association of Australia
2024 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education
2024 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
2025 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education
π’ Professional Memberships
CFP - Certified Financial Planner (FPA)
Financial Advice Association of Australia (FAAA)
Tax Practitioners Board
βΉοΈ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.