PENELOPE DOONE PONDER
Financial Adviser · Canberra, ACT
📚 Qualifications & Training
2008 - ASX Accredited Derivatives Adviser Level One - Certificate (AQF 1-4) - Kaplan Higher Education Pty Limited
2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Higher Education Pty Limited
2009 - Professional Diploma in Securities & Derivatives - Diploma (AQF 5) - Deakin Prime
2011 - Margin Lending Accreditation Program - Certificate (AQF 1-4) - Stockbrokers Association of Australia
2014 - Bachelor of Commerce - Financial Planning - Bachelor Degree (AQF 7) - University of Canberra
2016 - Self Managed Superannuation Fund - Certificate (AQF 1-4) - Kaplan Higher Education Pty Limited
2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.