PETER THOMAS
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
1992 - Certificate in Financial Markets - - Securities Institute of Australia
1998 - ADA Level 1 & 2 - - ASX
2001 - Graduate Diploma in Applied Finance & Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia
2011 - Margin Lending Accreditation - - Stockbrokers Association of Australia
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.