PHILIP ANTHONY BROADBENT
Financial Adviser · Millers Point, NSW
📚 Qualifications & Training
2003 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Technology, Sydney
2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Education Pty Limited
2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Education Pty Limited
2011 - Margin Lending and Geared Investments - Other - Kaplan Education Pty Limited
2011 - Self Managed Superannuation Funds - Other - Kaplan Education Pty Limited
2024 - FPC002B Ethics and Professionalism in Financial Advice. - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.