PHILIP PHUNG
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
2012 - Bachelor of Finance (Corporate Finance & Investment Management) - Bachelor Degree (AQF 7) - Australian National University
2014 - Diploma - Financial Planning - - Kaplan
2015 - Accredited Derivatives Adviser Level One - - Stockbrokers Association of Australia
2018 - Foreign Exchange Accreditation Program - Other - Stockbrokers and Financial Advisers Association
2020 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education Pty Limited
2020 - Tax for Financial Planning - Other - Kaplan Higher Education Pty Limited
2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
2024 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education Pty Limited
2025 - Superannuation and Retirement Advice - Other - Kaplan Higher Education Pty Limited
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.