PHILLIP LUCAS
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
2012 - ADA 1 & 2 - - Kaplan
2012 - Diploma in Financial Planning - - Kaplan
2015 - RG 146 Margin Lending - - Stockbrokers Association of Australia
2016 - Master of Applied Finance - - Macquarie Univeristy
2024 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.