PHONG TOAN VU
Financial Adviser · Cabramatta, NSW
📚 Qualifications & Training
1983 - Bachelor of Economics - Bachelor Degree (AQF 7) - The University of Sydney
1986 - Master of Commerce - Masters Degree (AQF 9) - The University of Sydney
2011 - FNS50804 Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Education Pty Limited
2012 - Margin Lending and Geared Investments - Other - Kaplan Education Pty Limited
2013 - ASX Accredited Listed Product Adviser (ALPA) Program - Other - Kaplan Education Pty Limited
2019 - FPC003 Superannuation and Retirement Advice - Other - Kaplan Higher Education Pty Limited
2020 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education Pty Limited
2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
2020 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education Pty Limited
🏢 Professional Memberships
Association of Independently Owned Financial Professionals (AIOFP)
CPA Australia (CPA)
Finance Brokers Association
Institute of Public Accountants (IPA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.