RAYMOND NGHIA TRAN
Financial Adviser · Mount Waverley, VIC
📚 Qualifications & Training
2004 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Melbourne
2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional Education
2010 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional
2012 - 5 unit CFP Certification Program - Other - Financial Advice Association of Australia Limited
2014 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional
2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.