RICHARD BROWN
Financial Adviser · Ascot Vale, VIC
📚 Qualifications & Training
1988 - Bachelor of Business - Bachelor Degree (AQF 7) - Royal Melbourne Institute Of Technology
1994 - Certified Practising Accountant (CPA) - Professional Designations - CPA Australia
2010 - Margin Lending and Geared Investments - Other - Kaplan Higher Education Pty Limited
2015 - Self Managed Superannuation Funds - Other - Mentor Education Pty Ltd
2017 - ASX Listed Product Accreditation Course (LPAC) - Other - LPAC Online
2019 - Accredited Aged Care Professional - Other - Aged Care Steps
2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
2022 - FPC001B Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education Pty Limited
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.