RICHARD NEALL BATT
Financial Adviser · Hobart, TAS
📚 Qualifications & Training
2000 - Bachelor of Commerce (B.Com) - - University of Tasmania
2003 - Graduate Diploma of Financial Planning - - Securities Institute
2008 - Accredited Derivatives Adviser - - Kaplan/ASX
2010 - DPML Margin Lending - - Pinnacle Financial Services Academy
2015 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA)
🏢 Professional Memberships
Australian Institute of Company Directors
Financial Advice Association of Australia (FAAA)
Stockbrokers and Investment Advisers Association (SIAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.