RICHARD SCHALL
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
1993 - Bachelor of Commerce (Accounting) - - University of Canberra
2006 - Diploma of Financial Services (Financial Planning) - - Mentor Education
2010 - Margin Lending - - Stockbrokers Association of Australia
2017 - Professional Diploma in Stockbroking - Diploma (AQF 5) - SIAA
2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
2020 - Relevant Provider Exam - Other - FASEA
🏢 Professional Memberships
Tax Institute
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.