RICHARD TAUNTON SAUNDERS
Financial Adviser · Busselton, WA
📚 Qualifications & Training
2001 - Diploma of Financial Markets (partial completion) - - The Securities Institute of Australia
2010 - Margin Lending - - Stockbrokers Association of Australia
2016 - Core 1: Securities and Managed Investments Accreditation Program - - Stockbrokers Association
2021 - Relevant Provider Exam - Other - FASEA
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.