RICHARD WYN PRITCHARD

Financial Adviser · Sydney, NSW

Registered

Registration Number

001234210

Registration Status

Registered

Location

Sydney, NSW 2000

Providing Advice Since

2015

Registration Date

05/08/2015

Financial Services Licensee

CHARTER FINANCIAL PLANNING LIMITED

Licence #000234665

📚 Qualifications & Training

1992 - Bachelor of Engineering (Honours) in Civil Engineering - Bachelor Honours Degree (AQF 8) - University Of Brighton
2013 - Diploma of Financial Planning - - International Institute of Technology Pty Ltd (IIT)
2014 - Advanced Diploma of Financial Planning - - International Institute of Technology Pty Ltd (IIT)
2015 - Certificate IV in Finance and Mortgage Broking - - International Institute of Technology Pty Ltd (IIT)
2025 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional
2025 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional
2025 - FPETH501A Ethics & Professional Standards for Financial Advisers - Bridging Course - Ethics - TAFE NSW

🏢 Professional Memberships

CFP - Certified Financial Planner (FPA)
Financial Advice Association of Australia (FAAA)

ℹ️ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.