RICK WALKER

Financial Adviser · Sydney, NSW

Registered

Registration Number

001000193

Registration Status

Registered

Location

Sydney, NSW 2000

Providing Advice Since

2007

Registration Date

15/10/2007

Financial Services Licensee

LORICA PARTNERS PTY LIMITED

Licence #000237314

📚 Qualifications & Training

1998 - Bachelor of Economics - - Macquarie University
2001 - Graduate Diploma in Applied Finance & Investment - - FINSIA
2003 - Certified Practising Accountant (CPA) - - CPA Australia
2007 - Diploma in Financial Planning - - CPA Australia
2010 - Certified Financial Planner (CFP) - - FPA Australia

🏢 Professional Memberships

CPA Australia (CPA)
Financial Advice Association of Australia (FAAA)

ℹ️ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.