RICK YU-HSUEH PENG
Financial Adviser · Gordon, NSW
📚 Qualifications & Training
1998 - Bechelor of Commerce (Accounting & information systems) - Bachelor Degree (AQF 7) - UNSW
2000 - Masters of Commerce (Finance) - Masters Degree (AQF 9) - UNSW
2014 - Diploma of Financial Planning - - Intellitrain
2014 - Managed Investment & Sercurities - - Mentor Education
2014 - Margin Lending - - Mentor Education
2024 - CPA - Professional Designations - CPA
2024 - Client engagement skills - Other - Kaplan
2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
SMSF Association
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.