RIVEE DYLAN TAI TAO
Financial Adviser · Melbourne, VIC
📚 Qualifications & Training
2007 - Bachelor of Business (Accounting) - - Swinburne University of Technology
2009 - Tier 1 Adviser Compliance - Superannuation, Managed Investments, Life Insurance, Financial Planning - Other - Kaplan Professional
2019 - Accredited Derivatives Adviser Level 1 - Other - Kaplan Professional
2019 - FPC002B - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
2020 - Tier 1 Margin Lending - Personal Advice - Other - Kaplan Professional
2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.