ROBERT ROCCA
Financial Adviser · Doubleview, WA
📚 Qualifications & Training
2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca
2010 - Graduate Certificate in Finance - - Charles Sturt University
2014 - Self Managed Superannuation Funds - Other - Kaplan
2017 - Margin Lending Personal Advice - - Kaplan Professional Education
2019 - Graduate Diploma of financial planning - Graduate Diploma (AQF 8) - Kaplan
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.