ROCCO ZAPPIA — Financial Adviser #001239707

Registration Number

001239707

Registration Status

Registered

Location

Adelaide, SA 5000

Providing Advice Since

2005

Registration Date

10/04/2019

Financial Services Licensee

ADELAIDE WEALTH MANAGEMENT (AUST) PTY LTD

Licence #000513690

📚 Qualifications & Training

2001 - Bachelor of Economics - - University of Adelaide

2003 - Diploma of Financial Planning - - FPA

2003 - Diploma of Financial Planning - - Financial Planning Association of Australia

2004 - Self Managed Superannuation Funds - - Kaplan

2011 - Margin Lending and Gearing - - Kaplan

🏢 Professional Memberships

SMSF Association

ℹ️ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.