ROCKY SORRENTI
Financial Adviser · Hawthorn, VIC
📚 Qualifications & Training
1983 - Bachelor of Business - - Swinburne University
2000 - CPA Program - - CPA Australia
2002 - PS 146 Compliance Program - - Securities Institute of Australia
2012 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education
2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Regulation & Legal Obligations - Kaplan
2020 - Financial Adviser Exam - Other - FASEA
🏢 Professional Memberships
CPA Australia (CPA)
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.