RODNEY YATES
Financial Adviser · Charlestown, NSW
📚 Qualifications & Training
2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional
2020 - Economic & legal context for financial planning - Other - Kaplan professional
2020 - Ethics & professionalism in financial advice - Other - Kaplan professional
2022 - Tax and commercial law for financial planning - Other - Kaplan professional
2023 - Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.