ROGER GEOFFREY PRIDHAM
Financial Adviser · Goodwood, SA
📚 Qualifications & Training
2002 - Risk Management - - Kaplan/Integratec
2004 - Diploma of Financial Services (Financial Planning) - - Integratec
2010 - Margin Lending & Geared Investments - - Adelaide Bank/Leveraged Equities
2011 - Diploma of Financial Advising - - Securities Institute
2011 - Self Managed Superannuation Specialist - - Cavendish Superannuation
2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
2020 - Economic and Legal Context for Financial Planning - Other - Kaplan Professional
2020 - Estate and Succession Planning - Other - Kaplan Professional
2020 - Insurance Advice - Other - Kaplan Professional
2020 - Investment Advice - Other - Kaplan Professional
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.