ROGER GORDON PRINCE
Financial Adviser · Mount Barker, SA
📚 Qualifications & Training
2005 - Diploma of Financial Services (Financial Planning) (FNS50804) - - AMP Financial Services
2011 - Margin Lending and Geared Investments - - Kaplan Professional Education
2013 - FNS50311 Diploma of Finance and Mortgage Broking Management - - South Western Sydney Institute
🏢 Professional Memberships
FBAA - Finance Brokers Association of Australia
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.