RONALD IVOR GRIFFITHS
Financial Adviser · Melbourne, VIC
📚 Qualifications & Training
2000 - Diploma of Financial Markets - Diploma (AQF 5) - Securities Institute
2004 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute
2010 - Margin Lending and Geared Investments - Other - Kaplan Professional
2013 - Registered Company Auditor & Registered Superannuation Fund Auditor - Other - Australian Securities and Investment Commission (ASIC)
2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
🏢 Professional Memberships
CPA Australia (CPA)
Chartered Accountants Australia and New Zealand (CA ANZ)
Tax Practitioners Board
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.