ROSS ALLEN SMITH
Financial Adviser · Fig Tree Pocket, QLD
📚 Qualifications & Training
1981 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Adelaide
1994 - Certified Financial Planner - - Financial Planning Association of Australia Limited
1996 - Diploma of Superannuation Management DipSM - Diploma (AQF 5) - Macquarie University - Association of Superannuation Funds Australia ASFA
1998 - Company Directors Course - Graduate Diploma GAICD - Professional Designations - University of Sydney - Australian Institute of Company Directors
1999 - Master of Business Administration (Advanced) - Masters Degree (AQF 9) - University of Queensland
2003 - Diploma Program Examination equalivant to CFA Level 1 - Diploma (AQF 5) - Hong Kong Securities & Investment Institute
2004 - Master of Commerce in Applied Finance - Masters Degree (AQF 9) - University of Queensland
2008 - Accredited Listed Products Advisor (ALPA) - Other - Australian Securities Institute
2011 - Master of Laws in Corporate & Financial Law - Masters Degree (AQF 9) - University of Hong Kong
2016 - Self-Managed Superfunds (SMSF) Module - Other - Integrity Education Group
2020 - FASEA Financial Adviser (Ethics) Exam - Other - Australian Council for Educational Research (ACER)
🏢 Professional Memberships
Hong Kong Insurance Authority No IA5477 - Technical Representative (Broker) Licence
Hong Kong Insurance Authority No IA5477 - Technical Representative (Broker) Licence
Hong Kong Insurance Law Association
Hong Kong Insurance Law Association
Mandatory Provident Fund Authority - Individual Intermediary Registration No 080887
Mandatory Provident Fund Authority - Individual Intermediary Registration No 080887
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.