ROY MCLEOD
Financial Adviser · Maitland, NSW
📚 Qualifications & Training
2000 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA)
2005 - SMSF Specialist Advisor Program - Other - SMSF Association
2011 - Margin Lending and Geared Investments - Other - Kaplan Higher Education Pty Limited
2017 - ASX Listed Product Accreditation Course (LPAC) - Other - LPAC Online
2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.