SALLY ANNE RICHARD
Financial Adviser · Young, NSW
📚 Qualifications & Training
1994 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Charles Sturt University Bathurst
2013 - CA SMSF Specialist - - Institute of Chartered Accountants
2015 - Diploma of Financial Planning - - Kaplan Professional
2021 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan
2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
🏢 Professional Memberships
Chartered Accountants Australia and New Zealand (CA ANZ)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.