SAM FIMIS
Financial Adviser · Melbourne, VIC
📚 Qualifications & Training
2004 - Bachelor of Legal Studies - - La Trobe University
2007 - Bachelor of Economics - - La Trobe University
2010 - Professional Diploma in Stockbroking - - Stockbrokers Association of Australia
2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - KAPLAN
2020 - Relevant Provider Exam - Other - FASEA
🏢 Professional Memberships
Stockbrokers and Investment Advisers Association (SIAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.