SAMUEL DAVID BALL

Financial Adviser · Melbourne, VIC

Registered

Registration Number

000253742

Registration Status

Registered

Location

Melbourne, VIC 3004

Providing Advice Since

2004

Registration Date

01/06/2013

Financial Services Licensee

YX BALL FINANCIAL PTY LTD

Licence #000436232

ABN (Australian Business Number)

55371972149

📚 Qualifications & Training

2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca
2024 - FPC001B Economic and legal context for financial planning - Other - Kaplan
2024 - FPC006 Taxation for Financial Planning - Other - Kaplan
2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan

ℹ️ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.