SAMUEL DOUGLAS GRAY
Financial Adviser · Ascot, WA
📚 Qualifications & Training
2001 - Bachelor of Commerce (Accounting and Finance Streams) - Bachelor Degree (AQF 7) - Murdoch University
2001 - Bachelor of Science (Information Systems) - Bachelor Degree (AQF 7) - Murdoch University
2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - FPA Australia
2009 - Graduate Diploma of Applied Finance (Financial Planning) - Graduate Diploma (AQF 8) - Kaplan Higher Education
2014 - Accredited Listed Product Adviser Program - Other - Kaplan Professional
2014 - Margin Lending Course - Other - Kaplan Professional
2014 - Self Managed Superannuation Funds Program - Other - Kaplan Professional
2017 - Certified Financial Planner (CFP) Education Program - Professional Designations - FPA Australia
2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
🏢 Professional Memberships
Certified Financial Planner (CFP)
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.