SAMUEL JONES
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
2003 - HBL111 - Law in Global Business - Other - Swinburne University
2008 - Bachelor of Business (International Business) - Bachelor Degree (AQF 7) - Swinburne University
2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
2023 - FPC003 Superannuation and Retirement Advice - Other - Kaplan Higher Education
2024 - TFA Tax for Financial Advising - Other - Kaplan Higher Education Pty Ltd
2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.