SAMUEL PATRICK WALLIS-SMITH
Financial Adviser Ā· Adelaide, SA
š Qualifications & Training
1994 - Bachelor Commerce - Bachelor Degree (AQF 7) - University of Adelaide
2000 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA)
2011 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty
š¢ Professional Memberships
Certified Financial Planner (CFP) of Financial Advice Association Australia (FAAA)
Financial Advice Association of Australia (FAAA)
ā¹ļø What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.