SAMUEL PHILIP CROLL
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
2002 - PS146 Compliance Program - Managed Investments Module - - Securities Institute Education
2004 - Graduate Diploma of Applied Finance & Investment - - Securities Institute Education
2004 - Level 1 Accredited Derivatives Adviser - - ASX
2011 - Accredited Derivatives Adviser Level 2 - - Kaplan Professional Education
2011 - Margin Lending and Geared Investments - - Kaplan Professional Education
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.