SANDRA LEE ELLISS
Financial Adviser · Mona Vale, NSW
📚 Qualifications & Training
1999 - Bachelor of Business (Major In Accounting and Finance) - Bachelor Honours Degree (AQF 8) - Edith Cowan University
2010 - Margin Lending and Geared Investments - - Kaplan Professional Education
2010 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan
2010 - Regulatory Guide 146 Assessment - - Kaplan Professional Education
2020 - Accredited Aged Care Professional - Diploma (AQF 5) - Aged Care Steps
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.