SANDY YEE-NGA LUI
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
2003 - Bachelor of Business - - University of Technoloy Sydney
2007 - Diploma of Financial Services (Financial Planning) - - GWM Adviser Services| Advice Education
2008 - Advanced Diploma of Financial Services (Financial Planning) - - GWM Adviser Services|Three Sixty
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
Financial Planning Association (FPA) - Certified Financial Planner
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.