SARA JANE THOMAS
Financial Adviser · Melbourne, VIC
📚 Qualifications & Training
2007 - Advanced Diploma Financial Planning - - Kaplan
2013 - Bachelor of Business - Financial Planning - - RMIT
2013 - Margin Lending Specialist Unit - - Kaplan
2016 - Foreign Exchange Specialist Unit - - Kaplan
2017 - Tax (Financial) Adviser - - Tax Practitioners Board
2019 - Ethics and Professionalism in Financial Advice completed - Bridging Course - Ethics - Kaplan
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.