SARAH JOY MCAULAY
Financial Adviser · Canberra City, ACT
📚 Qualifications & Training
2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional
2015 - Securities and Managed Investments Program - Other - Kaplan Professional
2015 - TASA and the TPB Code of Professional Conduct - Other - Kaplan Professional
2016 - Tax for Financial Advising - Other - Kaplan Professional
2019 - Commercial Law Course - Other - Kaplan Professional
2020 - Self Managed Superannuation Funds Course - Other - Kaplan Professional
2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.