SCOTT BAKER
Financial Adviser · Orange, NSW
📚 Qualifications & Training
2007 - Diploma of Financial Services (Finance/Mortgage Broking Management) - Diploma (AQF 5) - Plan Connect
2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Traineeship Management Australia
2018 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Kaplan Professional
2018 - TASA and the TPB Code of Professional Conduct - Other - Kaplan Professional
2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
2022 - Certificate IV in Credit Management - Certificate (AQF 1-4) - Australian College of Commerce & Management
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.