SCOTT GEORGE NORRISH

Financial Adviser · Newcastle, NSW

Registered

Registration Number

000416529

Registration Status

Registered

Location

Newcastle, NSW 2300

Providing Advice Since

2012

Registration Date

21/12/2018

Financial Services Licensee

MAXIM PRIVATE CLIENTS PTY LIMITED

Licence #000511972

📚 Qualifications & Training

2001 - Bachelor of Commerce - - The University of Newscastle Australia
2011 - Financial Services Training Package - - Terra Cordis Pty Limited
2012 - Life Insurance and Skills - - Kaplan Education Pty Limited
2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
2026 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan

🏢 Professional Memberships

Chartered Accountants Australia and New Zealand (CA ANZ)

ℹ️ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.