SEAN DANIEL HOCKING
Financial Adviser Ā· Subiaco, WA
š Qualifications & Training
2013 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Western Australia
2015 - Diploma of Financial Planning - - Kaplan Professional
2017 - Advanced Diploma in Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional
2018 - SAFAA ML - Margin Lending - - Western Sydney University
2022 - Self Managed Super Funds - Other - Kaplan Professional
2024 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
š¢ Professional Memberships
Financial Advice Association of Australia (FAAA)
ā¹ļø What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.