SEAN DUANE GALLAGHER
Financial Adviser · Palm Beach, QLD
📚 Qualifications & Training
2000 - Series 7 - - US Securities & Exchange Commission
2010 - Professional Diploma in Stockbroking - Diploma (AQF 5) - DeakinPrime
2013 - 924 Superannuation & Skills - Certificate (AQF 1-4) - Kaplan
2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT
🏢 Professional Memberships
Stockbrokers and Investment Advisers Association (SIAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.