SEAN MICHAEL FARRELLY

Financial Adviser · Ballina, NSW

Registered

Registration Number

001234268

Registration Status

Registered

Location

Ballina, NSW 2478

Providing Advice Since

2015

Registration Date

06/05/2019

Financial Services Licensee

FINDEX ADVICE SERVICES PTY LTD

Licence #000243253

📚 Qualifications & Training

2008 - Diploma in Financial Sersvices (Financial Planning) - Diploma (AQF 5) - Kaplan Professional
2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional
2016 - Margin Lending - Knwoeldge & Skills Program (928) - Other - Kaplan Professional
2024 - Specialist SMSF Course - Other - SuperConcepts & University of Adelaide
2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education

ℹ️ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.