SEAN SOUTHWELL
Financial Adviser · Dee Why, NSW
📚 Qualifications & Training
2002 - 8 unit Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia Limited
2003 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia Limited
2012 - Accredited Listed Product Adviser Program - Other - Kaplan Professional Education
2012 - Cavendish & ICFS Specialist SMSF Course - Other - The University of Adelaide
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.