SERGIO PORFIRIO

Financial Adviser · Canberra, ACT

Registered

Registration Number

001005239

Registration Status

Registered

Location

Canberra, ACT 2601

Providing Advice Since

1999

Registration Date

07/01/2019

Financial Services Licensee

SHAW AND PARTNERS LIMITED

Licence #000236048

📚 Qualifications & Training

1993 - Bachelor of Agricultural Economics - Bachelor Degree (AQF 7) - University of Sydney
2002 - Superannuation Module - Certificate (AQF 1-4) - Kaplan Higher Education Pty Limited
2011 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Higher Education Pty Limited
2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited
2020 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education Pty Limited
2021 - Economics and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education Pty Limited

ℹ️ What is a Financial Adviser?

A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.

Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.

Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.