SHAUN SIEW IAN AU
Financial Adviser · Perth, WA
📚 Qualifications & Training
2005 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Western Australia
2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Education Pty Limited
2010 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional
2010 - Master of Business Administration - - University of Western Australia
2013 - Self Managed Superannuation Funds - - Kaplan Professional Education
2018 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia
2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.