SHI CHEN
Financial Adviser · Sydney, NSW
📚 Qualifications & Training
1999 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Technology Sydney
2010 - Diploma of Financial Services - Diploma (AQF 5) - Intellitrain
2011 - Margin Lending - Other - Pinnacle Financial Services Academy
2013 - Self Managed Superannuation Funds - Other - Kaplan Professional
2015 - Investments & Portfolio Selection - Other - University of Technology Sydney
2018 - DFP5v4 Tax for Financial Advising - Other - Kaplan Professional
2018 - TASACLv2 Commercial Law - Other - Kaplan Professional
2019 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA)
2020 - Accredited Listed Product Adviser Program - Other - Kaplan Professional
2025 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
Justice of the Peace (ACT Government)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.