SHOBHANA PATEL
Financial Adviser · Windsor, NSW
📚 Qualifications & Training
2015 - Chartered Accountant - Other - Chartered Accountant Australia and New Zealand
2017 - Diploma in Financial Planning - Diploma (AQF 5) - International Institute of Technology
2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
2020 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional
2022 - Financial adviser exam - Other - ASIC
🏢 Professional Memberships
Chartered Accountants Australia and New Zealand (CA ANZ)
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.