SIMON ASHLEY JOHN THOMSON
Financial Adviser Ā· Mulgrave, VIC
š Qualifications & Training
2018 - Diploma of Financial Planning - - Kaplan
2018 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Universita Hiberniae Nationalis
2020 - FPC002B - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
2026 - FPC001B - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional
2026 - FPC006 - Taxation for Financial Planning - Other - Kaplan Professional
2026 - FPC007B - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional
ā¹ļø What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.