SIMON GAVAN SANDY CAPP
Financial Adviser · Parkside, SA
📚 Qualifications & Training
1997 - Bachelor of Economics - Bachelor Degree (AQF 7) - Finders University of South Australia
2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional
2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional
2006 - Master of Business Administration - Masters Degree (AQF 9) - University of Adelaide
2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.