SIMON JAMES DAVIES
Financial Adviser · Melbourne, VIC
📚 Qualifications & Training
2009 - Diploma Financial Services - - KAPLAN
2009 - Professional Diploma in Securities & Derivaties - - SAA
2011 - Derivaties Accreditation Program - - SAA
2011 - Margin Lending Accreditation Program - - SAA
2020 - Ethics and Professional Relationships - Bridging Course - Ethics - Kaplan
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.