SIMON WONG
Financial Adviser · Concord, NSW
📚 Qualifications & Training
2012 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Melbourne
2017 - Certificate IV Mortgage Broking - - Kaplan
2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional
2020 - Economic and Legal Context for Financial Planning FPC001B - Other - Kaplan Professional
2020 - Graduate Diploma Of Financial Planning - Graduate Diploma (AQF 8) - Kaplan
2020 - Self Managed Superannuation Fund - Other - Mentor Education
2020 - Tax and Commercial Law for Financial Planning - Other - Kaplan Professional
🏢 Professional Memberships
Financial Advice Association of Australia (FAAA)
ℹ️ What is a Financial Adviser?
A registered Financial Adviser is authorised under an Australian Financial Services Licence (AFSL) to provide personal advice on investments, superannuation, life insurance, and other financial products to retail clients.
Financial advisers must meet strict education, training, and ethical standards set by ASIC. This includes holding relevant qualifications, meeting ongoing professional development requirements, and maintaining appropriate professional indemnity insurance.
Data source: ASIC Financial Advisers Register via data.gov.au, updated weekly.